 |
|
|
ARN Terminated
|
|
| SR. No |
ARN |
Name of ARN Holder |
With effect from |
| 1 |
53467 |
Mr. K Lalrinhlua |
July 26, 2011 |
| 2 |
81263 |
Mr. Naveen Kumar Malla |
December 16, 2011 |
| 3 |
28580 |
Mr. Nilesh Pravinkumar Shah |
February 09, 2012 |
| 4 |
30658 |
Mr.Prasenjit Laha |
May 14, 2012 |
| 5 |
30618 |
Mr. Patel Alkeshkumar Ambalal |
June 14, 2012 |
| 6 |
28978 |
Ms. Abha Jain |
April 26, 2013 |
| 7 |
17101 |
Mr. Devendra Singh Negi |
September 27, 2013 |
| 8 |
67276 |
Mr. Ashish Anil Phatak |
December 05, 2013 |
| 9 |
80665 |
Ms. Veena Rani |
February 04, 2014 |
| 10 |
93032 |
Ms. Kumari Suman |
July 21, 2015 |
| 11 |
98149 |
Mr. Malik Seemab Ahmed |
January 13, 2017 |
| 12 |
117192 |
Mr. Prateek Lalit Lodha |
March 02, 2017 |
| 13 |
124870 |
Mr. Ashish Agrawal |
April 08, 2019 |
| 14 |
99780 |
Mr. Kuldeep Narayan Sahu |
November 01, 2019 |
| 15 |
105589 |
Mr. Gaurav Sharma |
November 26, 2019 |
| 16 |
115192 |
Ms. Kanika Dixit |
February 16, 2023 |
| 17 |
106521 |
Mr. Rakesh Sinha |
April 25, 2023 |
| 18 |
69496 |
Mr. Amlendu Ranjan |
April 25, 2023 |
| 19 |
166951 |
Mr. Faruk Ali Reja |
August 01, 2023 |
| 20 |
98267 |
INVESTINTEL |
April 15, 2024 |
| 21 |
171680 |
WEALTH SKETCHERS |
April 15, 2024 |
| 22 |
282902 |
AMIT KALRA AND SONS HUF |
April 15, 2024 |
|
|
ARN Suspended from doing Mutual Fund Business
|
|
| SR. No |
ARN |
Name of ARN Holder |
With effect from |
| 1 |
18964 |
Smt Saraswati Biswal |
May 26, 2006 |
| 2 |
44259 |
Mr Rajat Joshi |
February 18, 2008 |
| 3 |
40886 |
Mr. Shreeharsha |
August 29, 2008 |
| 4 |
31773 |
Mr. Chandra Shekhar |
December 21, 2009 |
| 5 |
48924 |
M/s Royal Mark Financial Services |
December 24, 2009 |
| 6 |
49397 |
Mr. Chandra Bhushan Jha |
February 17, 2010 |
| 7 |
37277 |
M/s Unicon Insurance Advisors Private Limited |
March 12, 2010 |
| 8 |
35063 |
Mr. Chandan Panjwani |
May 19, 2010 |
| 9 |
53107 |
M/s Champion Advisory Services |
May 19, 2010 |
| 10 |
26734 |
M/s Shree Investments |
May 19, 2011 |
| 11 |
51162 |
Alka Agrawal |
October 08, 2012 |
| 12 |
78818 |
M/s. Digital World |
January 24, 2013 |
| 13 |
43399 |
Mr. Ashish N Pimpalwar |
January 17, 2014 |
| 14 |
6238 |
Mr. Dipen Chinubhai Patel |
May 22, 2017 |
| 15 |
4332 |
Mr. Chinmoy Sur |
December 27, 2017 |
| 16 |
99180 |
V P S ADVISORY |
November 29, 2019 |
| 17 |
144508 |
BEING ASSURED CONSULTANCY SERVICES |
November 29, 2019 |
| 18 |
52845 |
Sandeep Chatterjee |
November 29, 2019 |
| 19 |
68851 |
Sougata Roy |
November 29, 2019 |
| 20 |
145339 |
Basudev Mohanty |
November 29, 2019 |
| 21 |
155075 |
Mr. Joseph Nithin |
August 21, 2020 |
| 22 |
36850 |
Modex International Securities Limited |
January 22, 2021 |
| 23 |
77777 |
BRH Wealth Kreators Ltd. |
January 22, 2021 |
| 24 |
101174 |
Mr. Laxmikant Sharma |
October 14, 2021 |
| 25 |
124779 |
Ms. Madhu Anandilal Chanda |
October 14, 2021 to December 17, 2026 |
| 26 |
133449 |
Mr. Parampreet Singh Sidhu |
October 14, 2021 |
| 27 |
2477 |
Mr. Gigy Verghese Pulikkottil |
October 14, 2021 |
| 28 |
72636 |
Mr. Nilesh V Vajifdar |
March 03, 2022 |
| 29 |
98513 |
Mr. Raghbendra Kumar |
April 26, 2022 |
| 30 |
115218 |
Mr. Sundeep Singh |
June 24, 2022 |
| 31 |
152163 |
Mr. Bhola Nath Dhall |
August 03, 2022 to June 07, 2024 |
| 32 |
250379 |
Mr. Sourabh Yadav |
February 07, 2023 till SEBI order is in force |
| 33 |
91810 |
Mr. Amit Sharma |
March 20, 2023 till SEBI order is in force |
| 34 |
132524 |
Mr. Laxman Mittha |
July 11, 2023 till July 10, 2024 |
| 35 |
90650 |
Mr. Ambadas Yemul |
July 11, 2023 till July 10, 2024 |
| 36 |
111269 |
Sumit Wadhwa |
July 11, 2023 till SEBI order is in force |
| 37 |
143686 |
INVESTOCARE |
July 11, 2023 till May 24, 2024 |
| 38 |
248470 |
Sajjan Kumar Nanwal |
July 11, 2023 till May 29, 2026 |
| 39 |
174020 |
ECONO BROKING PVT. LTD. |
July 28, 2023 till SEBI order is in force |
| 40 |
188515 |
Mr. Mahavir Prasad Mundra |
August 29, 2023 to July 16, 2025 |
| 41 |
164159 |
Ms. Indumathi K |
October 26, 2023 |
| 42 |
189286 |
Ms. Nagam Sudha Nandana |
April 05, 2024 till October 04, 2024 |
|
|
No registration fee for new ARN registration - Extension of fee waiver period up to March 31, 2014
Registration fees are waived for all the distributors registering for the first time in the categories of Individuals (including Senior Citizen) and new cadre of Distributors during the period from February 1, 2013 to March 31, 2014.
For more details please click here.
REVISED CODE OF CONDUCT FOR INTERMEDIARIES OF MUTUAL FUNDS
For more details please click here.
NEW CADRE OF DISTRIBUTORS
For more details, please click here.
|
|
With effect from June 1, 2010, AMFI Mutual Fund Certification program is discontinued. Accordingly, test for AMFI Mutual Fund (Basic) Module and AMFI Mutual Fund (Advisors) Module will not be conducted from June 1, 2010. National Institute of Securities Markets (NISM) would be
conducting Mutual Fund Distributors Certification Examination from June 1, 2010 onwards.
For further details please log on to http://www.nism.ac.in.
AMFI Refresher Course stands discontinued with effect from June 1, 2010. Consequently the mandate given to Indian Institute of Capital Markets (IICM) and Centre for Education and Learning
(CIEL) by AMFI for conducting Refresher Course stands withdrawn. NISM is conducting 'Continuing Professional Education' (CPE) Program for Mutual Fund Distributors from June 1, 2010.
For further details please log on to http://www.nism.ac.in.
|
|
