﻿<?xml version="1.0" encoding="utf-8"?><SchemeSummaryDocument xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance"><SchemeSummary><Fund_Name>UTI Small Cap Fund</Fund_Name><Option_Names_Regular__Direct>Direct Plan-Payout of IDCW, Regular Plan-Payout of IDCW, Direct Plan-Growth, Regular Plan-Growth,</Option_Names_Regular__Direct><Fund_Type>An open-ended equity scheme predominantly investing in small cap stocks.</Fund_Type><Riskometer_At_the_time_of_Launch>Very High</Riskometer_At_the_time_of_Launch><Riskometer_as_on_Date>Very High</Riskometer_as_on_Date><Category_as_Per_SEBI_Categorization_Circular>Equity - Small Cap Fund</Category_as_Per_SEBI_Categorization_Circular><Potential_Risk_Class_as_on_date>Not Applicable</Potential_Risk_Class_as_on_date><Description_Objective_of_the_scheme>The objective of the scheme is to generate long term capital appreciation by investing predominantly in equity and equity related securities of small cap companies.
However, there can be no assurance or guarantee that the investment objective of the scheme would be achieved.</Description_Objective_of_the_scheme><Stated_Asset_Allocation>Equity and equity related instruments of small cap entities: 65%- 100% Money Market Instruments and other instruments permissible under residual portion: 0% - 35%</Stated_Asset_Allocation><Face_Value>10</Face_Value><NFO_Open_Date>02-Dec-2020</NFO_Open_Date><NFO_Close_date>16-Dec-2020</NFO_Close_date><Allotment_Date>22-Dec-2020</Allotment_Date><Reopen_Date>23-Dec-2020</Reopen_Date><Maturity_Date_For_closedend_funds>Not Applicable</Maturity_Date_For_closedend_funds><Benchmark_Tier_1>Nifty Smallcap 250 TRI</Benchmark_Tier_1><Benchmark_Tier_2>Not Applicable</Benchmark_Tier_2><Fund_Manager_Name>Mr. Nitin Jain FM 1</Fund_Manager_Name><Fund_Manager_Type_PrimaryComanageDescription>Primary FM 1</Fund_Manager_Type_PrimaryComanageDescription><Fund_Manager_From_Date>01-10-2024</Fund_Manager_From_Date><Annual_Expense_Stated_maximum>Regular 2.02, Direct 1.05</Annual_Expense_Stated_maximum><Exit_Load_if_applicable>W.e.f. 22-12-2020 Exit Load: Less than one year: 1% and Greater than or equal to one year: Nil</Exit_Load_if_applicable><Custodian>Stock Holding Corporation of India , Axis Bank Ltd.</Custodian><Auditor>S. R. Batliboi &amp;amp; Co. LLP.</Auditor><Registrar>KFin Technologies Limited</Registrar><RTA_Code_To_be_phased_out>SPGPG-Regular Plan-Growth, SPG1G-Direct Plan-Growth, SPDPD-Regular Plan-Payout of IDCW, SPD1D-Direct Plan-Payout of IDCW,</RTA_Code_To_be_phased_out><Listing_Details>Not Listed</Listing_Details><ISINs>Direct Plan-Payout of IDCW-INF789F1AUR9, Regular Plan-Payout of IDCW-INF789F1AUP3, Direct Plan-Growth-INF789F1AUQ1, Regular Plan-Growth-INF789F1AUO6,</ISINs><AMFI_Codes_To_be_phased_out>148618-Direct Plan - Growth Option;148619-Direct Plan - IDCW (Payout);148617-Regular Plan - Growth Option;148616-Regular Plan - IDCW (Payout)</AMFI_Codes_To_be_phased_out><SEBI_Codes>UTIM/O/E/SCF/20/03/0094</SEBI_Codes><Minimum_Application_Amount>Regular Plan-Growth- Rs.5000, Direct Plan-Growth- Rs.5000, Regular Plan-Payout of IDCW- Rs.5000, Direct Plan-Payout of IDCW- Rs.5000,</Minimum_Application_Amount><Minimum_Application_Amount_in_multiples_of_Rs>1</Minimum_Application_Amount_in_multiples_of_Rs><Minimum_Additional_Amount>Regular Plan-Growth-Rs.1000, Direct Plan-Growth-Rs.1000, Regular Plan-Payout of IDCW-Rs.1000, Direct Plan-Payout of IDCW-Rs.1000,</Minimum_Additional_Amount><Minimum_Additional_Amount_in_multiples_of_Rs>1</Minimum_Additional_Amount_in_multiples_of_Rs><Minimum_Redemption_Amount_in_Rs>1000</Minimum_Redemption_Amount_in_Rs><Minimum_Redemption_Amount_in_Units>Not Applicable</Minimum_Redemption_Amount_in_Units><Minimum_Balance_Amount_if_applicable>Not Applicable</Minimum_Balance_Amount_if_applicable><Minimum_Balance_Amount_in_Units_if_applicable>Not Applicable</Minimum_Balance_Amount_in_Units_if_applicable><Max_Investment_Amount>Not Applicable</Max_Investment_Amount><Minimum_Switch_Amount_if_applicable>1000</Minimum_Switch_Amount_if_applicable><Minimum_Switch_Units>Not Applicable</Minimum_Switch_Units><Switch_Multiple_Amount_if_applicable>Not Applicable</Switch_Multiple_Amount_if_applicable><Switch_Multiple_Units_if_applicable>Not Applicable</Switch_Multiple_Units_if_applicable><Max_Switch_Amount>Not Applicable</Max_Switch_Amount><Max_Switch_Units_if_applicable>Not Applicable</Max_Switch_Units_if_applicable><Swing_Pricing_if_applicable>Not Applicable</Swing_Pricing_if_applicable><Sidepocketing_if_applicable>Enabled</Sidepocketing_if_applicable><SIP_SWP__STP_Details_Frequency>SIP - Daily (D), Weekly (W), Monthly (M), Quarterly(Q) SWP - Monthly, Quarterly,Halfyearly (H), Yearly (Y) STP - Daily, Weekly, Monthly,Quarterly Flexi STP - Daily (D), Weekly (W), Monthly (M), Quarterly (Q)</SIP_SWP__STP_Details_Frequency><SIP_SWP__STP_Details_Minimum_amount>SIP - D-500/W-500/M-500/Q-1500 SWP - M-500/Q-500/H-500/Y-500 STP - D-100/W-1000/M-1000/Q-3000 Flexi STP - D- 100/W-1000/M-1000/Q-3000</SIP_SWP__STP_Details_Minimum_amount><SIP_SWP__STP_Details_In_multiple_of>SIP - Re. 1 SWP - Re. 1 STP - Re. 1 Flexi STP - Re. 1</SIP_SWP__STP_Details_In_multiple_of><SIP_SWP__STP_Details_Minimum_Instalments>SIP - Daily - 6, Weekly - 6, Monthly - 6, Quarterly - 4 SWP - Monthly-3, Quarterly-3, Halfyearly-3, Yearly-3 STP - Daily-20,Weekly-6,Monthly-6,Quarterly-2  Flexi STP - Daily-20,Weekly-6,Monthly-6,Quarterly-2</SIP_SWP__STP_Details_Minimum_Instalments><SIP_SWP__STP_Details_Dates>Any day</SIP_SWP__STP_Details_Dates><SIP_SWP__STP_Details_Maximum_Amount_if_any>Not Applicable</SIP_SWP__STP_Details_Maximum_Amount_if_any></SchemeSummary></SchemeSummaryDocument>